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Why Businesses Trust Univate for SOC 1 & SOC 2 Certification

Audit Readiness Assistance:

Support for preparing evidence, reviewing controls, identifying gaps, and improving audit readiness.

Data Security & Control Implementation:

Assistance in implementing security, privacy, availability, confidentiality, and internal control requirements.

Experience Across SaaS, FinTech, IT & Cloud Companies:

Consulting support for technology-driven businesses handling sensitive data, financial processes, and customer systems.

End-to-End Documentation Support:

Support for policies, procedures, control documents, risk registers, audit evidence, and compliance records.

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SOC 1 & SOC 2 Certification Consulting in India

SOC 1 & SOC 2 Audit Readiness:

Prepare your organization for SOC reporting with structured consulting, documentation, control review, and readiness support.

Type I & Type II Report Support:

Get guidance for both Type I and Type II SOC reports based on your client, business, and audit requirements.

Data Security & Internal Control Implementation:

Implement security, operational, financial, and compliance controls required for SOC readiness.

Documentation, Risk Assessment & Audit Coordination:

Receive support for policies, procedures, evidence preparation, risk assessment, internal audit, and coordination with auditors.

What is SOC 1 and SOC 2?

SOC 1 and SOC 2 are internationally recognized compliance certifications developed by the American Institute of Certified Public Accountants to evaluate an organization’s internal controls and security practices. SOC 1 focuses on controls related to financial reporting and is mainly used by companies handling financial transactions, while SOC 2 focuses on data security, availability, confidentiality, and privacy of customer information. SOC 2 certification is widely adopted by SaaS, cloud, and IT service providers to demonstrate strong cybersecurity and data protection standards.

Difference Between SOC 1 and SOC 2

  • SOC 1
    SOC 1 is focused on controls that may impact a client’s financial reporting. It is commonly required for payroll companies, payment processors, accounting service providers, financial service providers, and outsourcing firms that process financial data.
  • SOC 2
    SOC 2 is focused on information security and data protection controls. It evaluates an organization based on Trust Services Criteria such as security, availability, processing integrity, confidentiality, and privacy.

SOC 1 is mainly related to financial control reporting, while SOC 2 is mainly related to security and customer data protection.

SOC 1 Report Types

SOC 1 is suitable for organizations whose services may impact client financial reporting, such as payroll providers, accounting service providers, financial processors, and outsourced business service providers.

SOC 1 Type I

SOC 1 Type I evaluates whether controls are designed properly at a specific point in time. It is useful for organizations that are preparing for SOC compliance for the first time.

SOC 1 Type II

SOC 1 Type II evaluates whether controls are designed properly and operating effectively over a period of time, usually 3 to 12 months. It provides stronger assurance to clients and stakeholders.

SOC 2 Report Types

SOC 2 is suitable for organizations that store, process, or manage customer data and need to demonstrate strong controls for security, availability, processing integrity, confidentiality, and privacy.

SOC 2 Type I

SOC 2 Type I evaluates the design of controls at a specific point in time. It helps organizations demonstrate that required security and compliance controls are in place.

SOC 2 Type II

SOC 2 Type II evaluates the design and operating effectiveness of controls over a defined review period. It is commonly preferred by enterprise clients because it provides deeper assurance.

SOC 2 Trust Services Criteria

  • Security:
    Security focuses on protecting systems, applications, infrastructure, and data from unauthorized access, misuse, and threats.
  • Availability:
    Availability focuses on whether systems and services are available for operation and use as committed to customers.
  • Processing Integrity:
    Processing integrity focuses on whether system processing is complete, valid, accurate, timely, and authorized.
  • Confidentiality:
    Confidentiality focuses on protecting sensitive business and customer information from unauthorized access or disclosure.
  • Privacy:
    Privacy focuses on how personal information is collected, used, retained, disclosed, and disposed of according to privacy commitments and requirements.

Who Needs SOC 2 Certification?

SOC 2 Certification is essential for organizations that store, process, or manage customer data and want to demonstrate strong security and privacy controls, including:

  • SaaS & cloud service providers
  • IT & managed service companies
  • Fintech & technology startups
  • Data centers & hosting providers
  • Healthcare technology companies
  • Businesses handling sensitive customer information

Any organization responsible for protecting customer data, system security, and service reliability can benefit from SOC 2 compliance.

Our Process

The SOC Certification Process in India

Our structured approach ensures smooth certification

Gap Assessment

We review your existing processes, policies, systems, controls, documentation, and evidence to identify gaps against SOC 1 or SOC 2 requirements.

Scope Definition

We define the audit scope based on business services, systems, applications, locations, departments, infrastructure, and selected SOC report type.

Control Mapping

We map your existing and required controls against SOC 1 or SOC 2 criteria to identify what needs to be implemented or improved.

Documentation & Policy Development

We help create or improve policies, procedures, control descriptions, risk documents, access control records, incident response plans, and security documentation.

Implementation & Control Setup

We support your team in implementing required controls across systems, people, processes, and technology environments.

Internal Audit & Readiness

We conduct internal readiness checks to verify whether controls are properly implemented and whether required evidence is available.

Remediation Support

We help fix identified gaps, improve weak controls, update documentation, and prepare your organization for the audit.

Audit Coordination

We assist with coordination between your internal team and the audit firm to support a smooth audit process.

Final SOC Report

After the audit is completed by the independent auditor, the final SOC report is issued based on the audit results and report type.

Key Benefits of SOC 1 & SOC 2 Compliance

SOC compliance helps organizations improve security, internal controls, operational maturity, and customer confidence.

Key benefits include:

  • Builds trust with enterprise clients
  • Supports vendor risk assessments
  • Improves information security practices
  • Strengthens internal control systems
  • Helps win global customers
  • Supports SaaS and cloud business growth
  • Reduces client security questionnaire burden
  • Improves risk management
  • Enhances operational transparency
  • Supports regulatory and contractual compliance
  • Improves audit readiness
  • Creates a competitive advantage in B2B sales

Timeframe for SOC 1 & SOC 2 Compliance

The timeframe for SOC 2 compliance depends on your organization’s size, infrastructure complexity, existing security controls, documentation readiness, and the scope of systems handling customer data.

Estimated timeline:

  • Small businesses & startups: 2 to 3 months
  • Medium organizations: 3 to 6 months
  • Large or complex environments: 6 to 12 months or more

Organizations with mature security practices, monitoring systems, and documented policies can achieve compliance faster. Businesses with multiple cloud environments, teams, vendors, or remediation requirements may need additional time for implementation, evidence collection, and audit readiness.

SOC Certification Cost in India

The cost of SOC certification in India depends on your organization’s size, selected report type, number of systems in scope, control maturity, documentation readiness, audit scope, and support requirements.

Cost factors include:

  • SOC 1 or SOC 2 report requirement
  • Type I or Type II report
  • Number of systems and applications in scope
  • Number of business processes in scope
  • Number of locations
  • Existing policies and documentation
  • Current security and control maturity
  • Risk assessment and control mapping needs
  • Internal audit and remediation requirements
  • Audit coordination and readiness support

For an accurate SOC certification cost estimate, it is best to conduct an initial readiness assessment and define the audit scope.

Why Choose Us for SOC Certification in India

Certified SOC 2
Compliance Consultants

End-to-end compliance
support

Industry-specific
solutions

Faster certification
approach

Affordable
pricing

321
+

Engagement Completed

300

Customer Served

215
+

Certificate Issued

100
%

Satisfied Customers

Get SOC 1 & SOC 2 Compliance Consulting Services

Get expert SOC 1 and SOC 2 consulting support from gap assessment, control mapping, documentation, remediation, audit readiness, and final SOC report coordination.

About us

Who We Are

Univate Solutions is a leading management consulting firm specializing in SOC/SSAE 16 & 18 implementation, Governance Risk and Compliance (GRC) Consulting, Quality, Business Process Re-engineering, Information Security & Business continuity, and Continuous Improvement. We are one of the Best SOC 2 Consultants in India's bustling digital landscape. Recognizing this, we've positioned ourselves as a beacon of reliability, offering certified SOC 1, SOC 2 Type 1 & Type 2 Reports across India.

Our expertise encompasses a comprehensive range of systems, including cloud platforms, SaaS, infrastructure, software, data streams, and financial systems. We meticulously address every aspect of security, privacy, confidentiality, availability, and processing integrity, ensuring that your data is in safe hands. With over 150+ years of collective expertise in these areas, our management team has delivered over 400 successful engagements to various Fortune 100 organizations. With 70+ successful implementations and certifications, Univate Solutions has established itself as one of the leading SOC 2 Expert in India, APAC and GCC region.


Why SOC 1 & SOC 2 Certification is Important for Indian Companies

SOC 1 and SOC 2 certification are important for Indian companies that work with enterprise clients, global customers, financial institutions, technology companies, and regulated industries.

Many clients now require vendors to demonstrate strong internal controls, security practices, risk management, and data protection processes before entering into business agreements.

Key reasons Indian companies choose SOC certification:

  • Builds customer trust
  • Supports enterprise vendor onboarding
  • Improves data security controls
  • Strengthens internal governance
  • Helps meet client compliance requirements
  • Reduces third-party risk concerns
  • Improves operational control maturity
  • Supports global business expansion
  • Helps SaaS and IT companies close enterprise deals
  • Demonstrates independent audit assurance

Ready to Start Your SOC 1 & SOC 2 Compliance Journey?

Strengthen customer trust, improve audit readiness, and demonstrate strong security and internal controls with SOC 1 and SOC 2 consulting support from Univate. Whether you need Type I or Type II report preparation, our team can guide you from gap assessment to audit readiness.

Client Testimonials

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Frequently Asked Questions


What is SOC 1 certification?
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SOC 1 certification/report focuses on controls related to financial reporting. It is useful for service organizations that may impact their clients’ financial data or financial processes.
SOC 2 certification/report focuses on security, availability, processing integrity, confidentiality, and privacy controls. It is mainly used by SaaS, cloud, IT, fintech, and technology companies that handle customer data.
SOC 1 focuses on internal controls related to financial reporting, while SOC 2 focuses on data security, privacy, availability, confidentiality, and system controls.
SOC 2 Type I checks whether controls are designed properly at a specific point in time. SOC 2 Type II checks whether those controls are operating effectively over a period of time.
SOC 2 compliance is useful for SaaS companies, cloud service providers, IT companies, fintech businesses, data centers, managed service providers, and organizations handling sensitive customer data.
SOC 2 readiness usually takes a few weeks to a few months depending on company size, scope, existing controls, documentation readiness, and whether the organization needs a Type I or Type II report.
SOC 2 Trust Services Criteria include Security, Availability, Processing Integrity, Confidentiality, and Privacy. These criteria help evaluate how an organization protects and manages customer data.
SOC 2 is not legally mandatory in India, but many clients, enterprises, and global customers may require it before working with SaaS, IT, cloud, or data-processing companies.
Common documents include information security policies, access control records, risk assessment, incident response plan, vendor management records, change management records, asset inventory, internal audit records, and evidence of control implementation.
Yes, Univate helps with SOC documentation, control mapping, gap assessment, evidence preparation, remediation support, audit readiness, and coordination with the audit team.